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Copyright © 2004
by the NADL
Journal of Dental Technology.
All rights reserved.

FDA Logo links to FDA home pageCenter for Devices and Radiological Health, U.S. Food and Drug AdministrationHHS Logo links to Department of Health and Human Services website

 

Medical Device Exemptions 510(k) and GMP Requirements

Introduction

Following is a breakdown of 510(k) exempt and Good Manufacturing Practice (GMP)/Quality System exemptions listed by device class. All listed devices are 510(k) exempt unless further qualified by a footnote. Only devices annotated by (*) are also exempt from GMP except for general recordkeeping requirements and compliant files.

Class I Devices

FDA has exempted almost all class I devices (with the exception of Reserved Devices from the premarket notification requirement, including those devices that were exempted by final regulation published in the Federal Registers of December 7, 1994, and January 16, 1996. Some 510(k) exemptions annotated with "\#\" are with certain limitations as noted in the footnotes. It is important to confirm the exempt status and any limitations that apply with 21 CFR Parts 862-892. Limitations of device exemptions are covered under 21 CFR xxx.9, where xxx refers to Parts 862-892.

If a manufacturer's device falls into a generic category of exempted class I devices as defined in 21 CFR Parts 862-892, a premarket notification application and FDA clearance is not required before marketing the device in the U.S. However, these manufacturers are required to register their establishment by submitting Form FDA 2891, "Initial Registration of Device Establishment," and list the generic category or classification name of the device by submitting Form FDA 2892, "Device Listing."

IMPORTANT NOTE: Only the class I devices with an asterisk (*) are also exempted from the GMP regulation, except for general requirements concerning records (820.180) and complaint files (820.198), as long as the device is not labeled or otherwise represented as sterile.

Class II Devices

The Food and Drug Administration (FDA) has also published a list of class II (special controls) devices (those devices are annotated as "(II)"), subject to certain limitations, that are now exempt from the premarket notification requirements under the Food and Drug Administration Modernization Act of 1997 (the Modernization Act). FDA believes that these exemptions will relieve manufacturers from the need to submit premarket notification submissions for these devices and will enable FDA to redirect the resources that would be spent on reviewing such submissions to more significant public health issues. FDA is taking this action in order to meet a requirement of the Modernization Act. Class II devices are annotated "(II)". Please note that class II devices are NOT exempt from GMP requirements.

 Medical Device Exemptions 510(k) and GMP Requirements

PART 872 - Dental devices
872.1500 gingival fluid measurer  
872.1730 gel for pulp tester  
872.1820 x-ray beam aligner  
872.1840 dental x-ray position indicating device  
872.1850 lead-lined position indicator  
872.1905 dental x-ray film holder  *
872.2050 device, dental, sonography  
872.2060 device, jaw tracking  
872.3060 gold based alloys and precious metal alloys for clinical use (II)  
872.3080 mercury and alloy dispenser  
872.3100 ac-powered dental amalgamator  
872.3110 dental amalgam capsule  
872.3130 preformed anchor  
872.3140 resin applicator  *
872.3150 articulator  *
872.3165 precision attachment  
872.3220 face bow  *
872.3240 dental bur  
872.3275 dental cement  
872.3285 preformed clasp  
872.3330 preformed crown  
872.3350 gold or stainless steel cusp  
872.3360 preformed cusp  
872.3400 karaya and sodium borate with or without acacia denture adhesive  
872.3410 ethylene oxide homopolymer and/or carboxymethylcellulose sodium denture adhesive  
872.3450 ethylene oxide homopolymer and/or karaya denture adhesive  
872.3490 carboxymethylcellulose sodium or polyvinylmethylether maleic acid calcium-sodium double sa  
872.3520 denture cleanser  
872.3530 mechanical denture cleaner  
872.3540 otc denture pad and denture cushion  
872.3580 preformed gold denture tooth  
872.3661 optical impresson systems for cad/cam (II) 88  
872.3670 impression tray resin material  *
872.3710 base metal alloy (II)  
872.3730 pantograph  *
872.3740 retentive and splinting pin, and accessory instruments  
872.3810 root canal post  
872.3830 endodontic paper point  
872.3840 endodontic silver point  
872.3850 gutta percha  
872.3900 artificial posterior teeth with metal insert  
872.3910 backing and facing for artificial teeth  
872.3980 endosseous dental implant accessories  
872.4130 intraoral dental drill  
872.4535 dental diamond instrument  
872.4565 dental hand instrument  
872.4620 dental fiber optic light  
872.4630 dental operating light  
872.4730 dental injecting needle  
872.5410 orthodontic appliances and accessories  
872.5525 orthodontic preformed space maintainer  
872.6010 abrasive devices  *
872.6030 oral cavity abrasive polishing agent  
872.6050 saliva absorber  *
872.6100 anesthetic warmer  
872.6140 articulation paper  *
872.6200 baseplate shellac  *
872.6250 chair with a unit 18  
872.6290 prophylaxis cup  *
872.6300 rubber dam and accessories 19  *
872.6390 dental floss 20  
872.6475 heat source for bleaching teeth  
872.6510 oral irrigation unit  
872.6570 impression tube  *
872.6640 dental operative unit 21  
872.6640 dental operative unit 21  
872.6650 massaging picks and tips for oral hygiene  *
872.6670 silicate protector  *
872.6855 manual toothbrush  
872.6855 manual toothbrush  *
872.6865 powered toothbrush  
872.6870 disposable fluoride tray  *
872.6880 impression tray  *
872.6890 intraoral dental wax  *




Footnotes:

5 Exemption is limited to air-conduction hearing aids.
17 510(k) exempt if the teething ring does not contain a fluid.
18 Only chairs without operative unit device are 510(k) exempt.
19 Only accessories are 510(k) exempt.
20 510(k) exempt only if the device is made of inert materials and is not coated or impregnated with chemicals intended to provide a therapeutic benefit or interact with tissues of the oral cavity.
21 Only the accessories tray to the unit is 510(k) exempt.
88 If the device does not meet the following special control guidance, a 510(k) is required. ``Class II Special Controls Guidance Document: Optical Impression Systems for Computer Assisted Design and Manufacturing (CAD/CAM) of Dental Restorations; Guidance for Industry and FDA.''

Database Updated 10/05/2004